their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose
Executive Officer of Charoen Pokphand Foods Public Company Limited.“In the present-day society, it is generally known that the growing use of plastic products increases plastic waste every year, and widely
เงิน (CPF®) ที่ปรึกษาการเงิน (AFPT™) ผู้ประกอบวิชาชีพในอุตสาหกรรมการเงิน การประกันภัย และการบริหารความมั่งคั่ง ณ ห้องเลอคองคอร์ด บอลรูม โรงแรมสวิสโซเทล กรุงเทพ รัชดา เมื่อวันพุธที่ 22 พฤศจิกายน 2566
Assistant to Group CEO, Vice President of Group Sustainability and Communications, Office of Chairman, Charoen Pokphand Group Co., Ltd., (5) Mr. Sumeth Lersumitkul, Chairman of the Board of Directors
SEC’s 28th Anniversary Celebrations. We have set up two pantries, one at the front entrance and the other at the back ally of the SEC Building, to provide daily essential items such as rice, dry foods
in accordance with the ethical standards as specified in Section 5 of the Ethical Standards Act, as follows:(1) Loyalty to the core national institutions, i.e., Nation, Religion and Monarchy, as
important information and business secrets of the company without approval. He later resigned from the company. SEC has considered that Pusit failed to perform duties with loyalty* and therefore suspended