without having to request for approval and submit filing. However, the company must comply with the following conditions: TSR is for a period of not more than two months. The duration of last exercise of
to other operator ( s ). Audit Committees of Securities Companies Securities companies with custody services for clients' assets: an audit committee with a minimum of two members is
auditors who wish to be approved from the SEC shall file the application form together with supporting documents as per checklists to the SEC. In considering the application, the SEC has two approval systems
auditors who wish to be approved from the SEC shall file the application form together with supporting documents as per checklists to the SEC. In considering the application, the SEC has two approval systems
shareholders to offer PO within two years Report the offering results to the SEC within 15 days Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed
for sale of investment units within two years from the date of approval. (2) In the initial public offering, the mutual fund management company may offer for sale of the investment units in an amount
circumstances except for a money market fund (MMF), fund of funds (FoFs), feeder fund, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the
for sale of investment units within two years from the date of approval. (2) In the initial public offering, the mutual fund management company may offer for sale of the investment units in an amount
circumstances except for a money market fund (MMF), fund of funds (FoFs), feeder fund, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the
less than 10 million baht The number of independent directors at a minimum of one-third of the board of directors A minimum number of two Thai national directors (one of the two must be an