operation of securities businesses by the virtue of provisions under the Securities and Exchange Act B.E 2535 only. In so doing, the association must acquire a license and register with the SEC. The SEC
application for approval 4. Submit activity reports on wealth advisory operation (particularly item 4.1) to the SEC, so that the SEC can use to publicize the services via SEC website and other media (by logging
application for approval 4. Submit activity reports on wealth advisory operation (particularly item 4.1) to the SEC, so that the SEC can use to publicize the services via SEC website and other media (by logging
) In the case that the mutual fund company records the value of a debt instrument as “0", or that the issuers of the debt instruments may be unable to pay the debt, all unitholders in the register of
) In the case that the mutual fund company records the value of a debt instrument as “0", or that the issuers of the debt instruments may be unable to pay the debt, all unitholders in the register of
of unitholders register for dividend payment shall be announced on the following business day. (4) The NAV and the investment unit value as of the business day before selling the investment units to
of unitholders register for dividend payment shall be announced on the following business day. (4) The NAV and the investment unit value as of the business day before selling the investment units to
amendments to the particulars of the register information and prepare a prospectus of the open-end fund. (3) The mutual fund management company shall provide an option for unitholders of a closed-end mutual
amendments to the particulars of the register information and prepare a prospectus of the open-end fund. (3) The mutual fund management company shall provide an option for unitholders of a closed-end mutual
and cclients as well as the issuance of their rules must be approved by the SEC Board. Securities Registrar Provides service in preparing and maintaining the register book of securities holders