such means as change of position, type of work or work location. Whistleblowers shall be treated fairly and protected by law. For example, they shall not be suspended, threatened, interfered with work or
nationality ID card or passport, location, etc. Fee, transfer method, documents related to bank account opening ● Documents/evidence on an investment, for instance: Transfer documents such as a pay-in slip
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
development of both primary and secondary markets. This new structure also facilitated issuance of new financial instruments and put in place effective regulations to ensure fairness and prevent exploitation of
States) OrganizationStructure ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart
of 80.10%. Compared with other East Asia & Pacific economies, Thailand and Singapore are at the 2 nd place while Malaysia is in the lead. The higher ranking based on the Protecting Minority Investors
before it takes place? Ans. Yes - พ.ร.บ. บริษัทมหาชนฯ มาตรา 33 มาตรา 80 และ มาตรา 102 - พ.ร.บ. หลักทรัพยฯ์ มาตรา 89/12 และมาตรา 89/13 - ประกาศคณะกรรมการกำกับตลาดทุน ที่ ทจ. 21/2551 - ข้อบังคับ