warning, but such warning was not appropriate to the media type i.e. video clip and the location where it was run. DAB Act S.30 Settlement Committee Meeting No. 12/2022 Settlement Committee Order No. 21

DBS Vickers Securities (Thailand) Co.,Ltd. Between May 22, 2019 and June 11, 2019, DBS Vickers Securities (Thailand) Co.,Ltd., as a securities and derivatives broker, failed to put in place a

company assets or obtain unlawful gains for himself or other persons, causing damage to CIRKIT. The public prosecutor issued a prosecution order; however, attempt to arrest the accused failed and the

Mr. Sukit Nganthavee Mr. Sukit Nganthavee, the former director of Circuit Electronics Industries Plc. (“CIRKIT”), conspired with other executives of CIRKIT to misappropriate company assets or obtain

Mr. Lee Wolff Mr. Lee Wolff, the former managing director of Circuit Electronics Industries Plc. (“CIRKIT”), conspired with other executives of CIRKIT to misappropriate company assets or obtain

CIRKIT to misappropriate company assets or obtain unlawful gains for himself or other persons, causing damage to CIRKIT. the public prosecutor issued a prosecution order; however, attempt to arrest the

assets or obtain unlawful gains for herself or other persons, causing damage to CIRKIT. the public prosecutor issued a prosecution order; however, attempt to arrest the accused failed and the statute of

in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for product screening in order to offer for sale of debt instruments. SEC Act

AEC Securities Public Company Limited. Between May 16, 2019 and September 21, 2020, AEC Securities Public Company Limited., as a securities broker, failed to put in place a sufficient and effective

Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place sufficient and effective system for selling and buying