general advice to investors Recognised Representative (RR) a Professional in recognized ACMF countries who obtained the ACMF Pass from host jurisdiction Not permitted activities • giving advice to investors
decision on investment for the fund is permitted to provide general advice on fund as well. o The Recognized Representative is permitted to provide ASEAN product knowledge for local investors. Giving
. Shareholder proposals on climate, investors’ voting guidelines on climate 4. Regional decarbonisation pathways / regional energy sector roadmaps 5. Identifying engagement entry points and leveraging on local
ทรัพย์และตลาดหลักทรัพย์ เลขที ่333/3 ถนนวิภาวดีรังสิต แขวงจอมพล เขตจตุจักร กรุงเทพฯ 10900 โทรศัพท์ 1207 หรือ 0 2033 9999 โทรสาร: 0 2033 9660 e-mail : info@sec.or.th file:///C:/Users/juthaporn/AppData/Local
set out below is not meant to be exhaustive and may be updated and revised from time to time. These FAQs are only for general reference and do not constitute legal advice. Compliance with all the
general informational and educational purposes only and is not intended, and should not be relied upon, as accounting, tax, legal or other professional advice. Please refer to your advisors for specific
Operator หรือ ตัวแทน (“local representative”) ซ่ึงเป็น ผู้ยื่นค าขอตรวจสอบลักษณะหนว่ยของ ASEAN CIS ในประเทศไทย (“ผู้ยื่นค าขอฯ”) จะต้องระบจุ านวนเงนิทีจ่ะ เสนอขายในประเทศไทยเป็นสกลุเงินบาท และระบุช่ือ ผู้รับ
voluntary process guidelines that neither constitute an offer to purchase or sell securities nor constitute specific advice of whatever form (tax, legal, environmental, accounting or regulatory) in respect of
No. KorKhor.11/2547 Re: Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of Derivatives Advisory Services _____________ By virtue of Section 3 and
Securities and Exchange Commission No. KorKhor.11/2547 Re: Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of Derivatives Advisory Services _____________ By