and fund supervisor as well as investment requirements. The offering of ASEAN CIS will be made through securities companies in Thailand and in compliance with disclosure rules comparable to the
Securities or Plain Debt Securities will be streamlined, as long as the Prospectus is prepared in accordance with the ASEAN Disclosure Standards. The Framework requires both Home and Host Authorities?? to
Bangkok, 3 November 2017 ? The SEC emphasizes the importance of information disclosure in the registration statement and prospectus so that investors will be able to access complete information
exclusively for green, social and sustainable securities, to allow global investors a convenient information access to such products and attract foreign investments to Thailand.Following the meeting, SEC
The proposed guidelines have received public comments from several channels spanning from website, social media to focus groups.The to-be-issued rules will provide regulatory clarity for ICO
amendment of the regulations regarding issuing Transferable Subscription Rights (TSR) in order that listed companies will be able to issue TSR to the existing shareholders according to their shareholding
the fund establishment have been covered by the media. It is therefore important to clarify that approval for any securities offering or fund establishment will be certain only when the applicants
Bangkok, January 27, 2015 ? The SEC eases investment rules to allow mutual funds for retail investors (retail fund) and private funds to invest in the GMS instruments. Vorapol Socatiyanurak, SEC
to investors.The proposed revision aims to improve the quality and readability of the disclosed information via fund prospectus and fact sheet, and to ensure that investors will have necessary and
debentures, bills of exchange (B/E) and derivative warrants (DW), allotment to the related persons will be allowed in the similar manner as that to general investors. The revised regulations aim to strike a