B.E. 2561 (2018) __________________ His Majesty King Maha Vajiralongkorn Bodindradebayavarangkun Given this 10th day of May B.E. 2561 (2018), Being the 3rd year of the present Reign. His Majesty King

loss to the account holder Failing to comply with a client’s instruction Solicitation to purchase securities causing a loss of money Others, please specify………………………………………………………………………… Others, please

related to its use. ] Bhumibhol Adulyadej, Rex., Given on this 27th day of June B.E. 2540 Being the 52nd Year of the Present Reign. His Majesty King Bhumibhol Adulyadej has graciously issued a royal command