Industry and Be a Firm and Fair Regulator ● Proposed Changes of the Structure of the SEC ● Procedures for Issuing Rules and Regulations Governing the Capital Market ● Roles of the SEC as Law Enforcement
from the Secretary-General 08 Members of the SEC Board 11 Executive Officers 15 About the SEC 18 Thailand’s Capital Market Overview 23 Key Achievements in 2004 26 2005 Action Plan 2004 Achievements 29
representatives of companies, banks, and market participants. Behdad Nowroozi, James Seward, and Alex Berg provided advice and comments. Findings of this ROSC are based on the Detailed Country Assessment (DCA
public and stakeholders in supervising and developing a sustainable capital market. The SEC administers the Securities and Exchange Act B.E. 2535 (1992), the Derivatives Act B.E. 2546 (2003), Trust for
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
Preserve Market Fairness and Transparency, Understand Industry, and be a Firm and Fair Regulator [ MESSAGE FROM THE CHAIRMAN ] (Mr. Somk id Ja tus r ip i t ak ) Cha i rman [ Message from the Chairman ]4
) Act and Royal Enactment ( 18 ) About SEC ( 8 ) Enforcement ( 4 ) Intermediaries ( 4 ) Market Data ( 4 ) Market Professionals ( 4 ) Strategic Plan ( 4 ) investor ( 1 ) More >> Documents Adobe PDF ( 628
) Act and Royal Enactment ( 18 ) About SEC ( 8 ) Enforcement ( 4 ) Intermediaries ( 4 ) Market Data ( 4 ) Market Professionals ( 4 ) Strategic Plan ( 4 ) investor ( 1 ) More >> Documents Adobe PDF ( 628
) Act and Royal Enactment ( 18 ) About SEC ( 8 ) Enforcement ( 4 ) Intermediaries ( 4 ) Market Data ( 4 ) Market Professionals ( 4 ) Strategic Plan ( 4 ) investor ( 1 ) More >> Documents Adobe PDF ( 628