independence from the profession in the same way as specified by IOSCO. To support competitiveness of Thai listed companies and improvement of financial statements to conform to the international standards, the
Issued Shares in Support of Convertible Debentures or Warrant on Debentures (Form 81-2) Report of Sale of Securities (Form 81-1) Application for Approval of Listed Companies to Offer Newly Issued Shares
especially those in connection with listed companies and intermediaries such as securities houses have been known to have gigantic impacts even on the global market. To ensure the financial statements of those
international standards to allow investors to have sufficient information to support their investment decision making. Sales reports – issuers are required to report the sales of debt securities to the SEC within
utility functions include the functions such as support services for investment units dealings and fund management in a fund service platform which is carried out by Thailand Securities Depository Co., Ltd
over two-third of the fund will benefit the unitholders. (7) The mutual fund management company suspects the investors of involvement in an offense of money laundering or financial support to terrorist
over two-third of the fund will benefit the unitholders. (7) The mutual fund management company suspects the investors of involvement in an offense of money laundering or financial support to terrorist
of financial planning to really and to put into practice . In parallel, we support service providers of financial planning accessible by the general public. Furthermore, we encourage uses of FinTech
of financial planning to really and to put into practice . In parallel, we support service providers of financial planning accessible by the general public. Furthermore, we encourage uses of FinTech
Shares Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a discount Private Placement (PP