integrity, fairness, accountability and orderliness in trading of listed securities, taking into consideration benefits of the capital market and investor protection. • The SET must comply with rules for
selection process in accordance with Section 31/7; in this regard, at least two of such experts shall have experience in managing a company whose securities are listed on the Securities Exchange or a
, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. "listed securities" means registered or authorized securities for
amendment by the Securities and Exchange Act (No. 3) B.E. 2546 2 indicated amendment by the Securities and Exchange Act (No. 2) B.E. 2542 4 "listed securities" means registered or authorized securities for
SEC Office has submitted in support of the accusation made against the offender may be used by an inquiry officer in the criminal investigation. Section 55. In the execution of his or her duties, the
SEC Office has submitted in support of the accusation made against the offender may be used by an inquiry officer in the criminal investigation. Section 55. In the execution of his or her duties, the
this regard, there shall be at least two persons having experience in managing the company whose securities are listed on the Securities Exchange or the securities company. The Secretary-General shall
submit a report on such hearing to the Capital Market Supervisory Board in support of the consideration for approval on the proposed rules. The Capital Market Supervisory Board’s approval under the first
submit a report on such hearing to the Capital Market Supervisory Board in support of the consideration for approval on the proposed rules. The Capital Market Supervisory Board’s approval under the first
(Translation) (Unofficial Translation) The Trust for Transactions in Capital Market Act B.E. 2550 (2007) ________________ BHUMIBOL ADULYADEJ, REX., Given on the 30th Day of December B.E. 2550; Being the 62nd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the trust for transactions in the capital market; Whereas this Act contains certain provisions relating to the restriction of rights and liberties...