B.E. 2530 (1987) to be in line with the International Organization of Securities Commissions (IOSCO)?s principles, and to promote active engagement of market participants regarding securities business
process is in line with the Capital Market Development Plan in the area of building competitiveness and business sustainability. It is expected to reduce the volume of paper use of the business sector by
Exchange Act B.E. 2535 (1992) and other laws under the supervision of the SEC. The SEC is responsible for: Preparing and filing with the Minister a three-year operating plan in line with the National
operational risk management plans including operational workflows and procedure manuals in line with the SEC’s strategic plan. In producing action plans, all departments must identify, analyse and assess all
challenges including large numbers of civil servants on their boards. Line ministries combine de facto shareholder powers in SOEs with policy and sometimes regulatory functions for both SOEs as well as the
level – an SEC management level executive serves on the IOD Board – to implementation and financial aid for IOD projects to improve the quality of board of directors and Thai listed companies in line
level – an SEC management level executive serves on the IOD Board – to implementation and financial aid for IOD projects to improve the quality of board of directors and Thai listed companies in line
Board emphasizes good governance practices within the SEC in line with international standards. This includes establishment of the Audit Committee on October 3, 2005 in support of the Board's supervision
, which serves as a benchmark for internal audit activity in line with the professional requirement and enhance greater efficiency and effectiveness. ë Reviewed and proposed guidelines for handling
Achievements in 2003 ● 2004 - 2007 Strategic Plan Achievements of the SEC in line with the 4 Strategic Goals 22 GOAL 1 Develop the Thai Capital Market as an Important Alternative for Fund Mobilization and