DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
Section 14 Securities and Exchange Act B.E. 2535 Section 14. The SEC shall have the power and duty to formulate policies to promote and develop, as well as to supervise, matters concerning securities
- Statement – 16 January 2024 SEC monitors development of Spot Bitcoin ETFs overseas to formulate supervisory policy responses Reference is made to the US Securities and Exchange Commission’s recent
formulate government policy and suggest corporate action and to facilitate firm value in emerging market countries at times of heighten GPR. 6 ❑ Sample consists of firms from 14 emerging countries classified
Control ---------------------------- Clause 6 The derivatives broker shall set up its organizational structure, and formulate its policies, scopes of authority, duties, and responsibilities, as well as the
and skills who is independent from the persons who formulate or administer the plan; (3) report the evaluation results under subclause (2) to the board of directors and the SEC Office within ninety days
shall be repealed and replaced with the following provision: “Section 5. The SEC shall have the following powers and duties under this Royal Enactment. (1) to formulate policies concerning securitization
futures exchange and formulate risk management tools. Moreover, closed coordination will be made with foreign regulators while Thailand will participate in the assessment project called the Report on the
Emergency decree. (1) to formulate policies concerning securitization; (2) to supervise the special purpose juristic persons to ensure their compliance with this Emergency Decree; Amended by the Act Amending