The SEC has improved the procedure for handling complaints from investors and the general public to ensure better service quality. The new procedure includes three phases of clearer status updates to
Bangkok, April 20, 2016 ? The SEC is seeking public comments on draft amendments to the rules concerning the categorization of salespersons and sales process of capital market products to promote
Bangkok, July 17, 2015 ? The SEC supported debt securities issuer to make debt securities offerings with more convenience, less time-consuming, and in line with international practices. Rapee Sucharitakul, the SEC?s Secretary-General, revealed that the Capital Market Supervisory Board approved the revision of regulations to facilitate debt securities offerings. An approval of two year program will be introduced under the revised regulations enabling the issuer to make several offers for sale of...
Bangkok, 14 August 2018 ? The SEC has announced selection process for next Secretary-General. Candidates must have qualifications and shall not possess any prohibited characteristics. The SEC Board's
Bangkok, December 15, 2014 ? The SEC has announced selection process for new Secretary-General. Candidates must have qualifications and shall not possess any prohibited characteristics. The SEC Board
To break or not to break: Evidence from price discovery process of Thai stocks during the pre-opening of each trading session To break or not to break Evidence from price discovery process of Thai
Asset Advisor, Digital Asset Fund Manager, and Custodial Wallet Provider. In this regard, it is important to ensure that licensing process effectively screen the readiness and qualifications of the
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