entrust a reliable person to handle the document keeping task on his or her behalf, but the legal liabilities remain with the company secretary. Q: Is it permissible for the chairperson to authorize a
entrust a reliable person to handle the document keeping task on his or her behalf, but the legal liabilities remain with the company secretary. Q: Is it permissible for the chairperson to authorize a
intermediaries is available here . ● A claim for damages should be made directly to the compliance unit of the company in charge; otherwise, a civil lawsuit is an option. The SEC has no authority to handle a
of Private Fund Market Data SHARE : Detail Content Marketing Representative of Private Fund No. List of Licensees Approval Date 1 THE HONGKONG AND SHANGHAI BANGKING CORPORATION LIMITED 17 April
Companies : 1. Land and Houses Fu nd Management Co., Ltd. 10 March 2017 Signatory Declaration (Thai version only) Policy (Thai version only) Report (Thai version only) 2. One Asset Management Limited
Companies : 1. Land and Houses Fu nd Management Co., Ltd. 10 March 2017 Signatory Declaration (Thai version only) Policy (Thai version only) Report (Thai version only) 2. One Asset Management Limited
of Custodian Approved by the office of SEC No. Custodian Name Address Approval Date Commencement Date 1 TISCO Bank Public Company Limited 48/2 TISCO Tower, North Sathorn Road Silom Bangrak
the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public
the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public
Ministerial Regulation shall- (1) be a limited company or a public limited company newly established to operate securities business in the category of venture capital management; (2) have objectives limited to