Ascot Global Trading Limited Ascot Global Trading Limited operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003

T.H.K Trading Company Limited T.H.K Trading Company Limited conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was

United Trading Group Limited During 2017, United Trading Group Limited aided and abetted former directors and directors of Polaris Capital Public Company Limited (“POLAR”): (1) Mr. Asa Ninnad, (2

Mr. Chayanont Weerayuthkosol Between April 28, 2014 and May 30, 2014, Mr. Chayanont Weerayuthkosol continuously traded 19,469,100 shares of Senko (Thailand) Public Company Limited resulting in

Mr. Arnonchai Veerapravati On September 16, 2013 during 10.04 – 11.11 hrs., Mr. Arnonchai Veerapravati continuously traded 130,121,000 shares of Sahaviriya Steel Industries Public Company Limited

Oversea bullion international trading Company Limited without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546. In addition, the operation constituted public frauds contravening

Mrs. Punnaporn Laowiwatwong Mrs. Punnaporn Laowiwatwong agreed or conspired with twelve other persons to manipulate the price and trading volume of The Union Mosaic Industry Public Company Limited

Ms. Warunya Laowiwatwong Ms. Warunya Laowiwatwong agreed or conspired with twelve other persons to manipulate the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI

Mr.Trairath Treeratpant Mr.Trairath Treeratpant agreed or conspired with twelve other persons to manipulate the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI

Mr. Promakran Srinarong Mr. Promakran Srinarong agreed or conspired with twelve other persons to manipulate the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI