establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities
under the Securities and Exchange Act B.E. 2535 is hereby repealed. Clause 2 Person intending to apply for operate securities business license in the category of mutual fund management shall be limited
and Regulations Related forms Secondary Markets Secondary markets or markets for trading of securities and derivatives mean acting as a market or trading center, which in brief means a place where
Appointment of Agents to Facilitate Passing on of Orders for Trading of Securities or Derivatives The Notification of the Office of the Securities and Exchange Commission No. SorThor. 1/2561 Re: Rules in
systems that may cause damage to investment, fund management inconsistent with prospectus, and incorrect disclosure of information; Stock loss from a trading account, failure of investment consultants
specific law as specified by the SEC and published in the Government Gazette; or (6) newly established limited company or public limited company to undertake securities business in the category of private
Gazette; or (6) newly established limited company or public limited company to undertake securities business in the category of private fund management under this Ministerial Regulation whose shares are
Exchange of Thailand As defined in the Securities and Exchange Act B.E. 2535 (1992), the SET's primary roles are : 1. To serve as a center for the trading of listed securities, and to provide the