56 of the Securities and Exchange Act and being audited or reviewed by an SEC-approved auditor. 3.1.1 Preparation and submission of financial statements for a public limited company applying
> Regulations > Fundraising > Equity Instrument > Employee Stock Option Program Regulations SHARE : Detail Content Equity Instuments Employee Stock Option Program (ESOP) Employee Stock Option Program
securities Public company limited Private Placement General approval / no duty to disclose information Public Offering Require approval / disclosure of information Existing securities Owner of the
having been granted the license, they must comply with the relevant rules for business operations. The Stock Exchange of Thailand (SET) is a secondary market with special characteristics because it was
in the same nature as specified in the Notification of the Stock Exchange of Thailand. At least one person shall have knowledge and experience to review the reliability of financial statements
III-compliant Instruments') Private Placements to Limited Number of Investors (PP - 10) II & HNW [1] PO [2] Approval Qualifications and approval rules - Application shall be submitted for
> Regulations > Fundraising > Debt Instrument > Debentures or Bill of Exchange Regulations SHARE : Detail Content Debt Securities Plain Bonds or Bills Private Place ments to Limited Number of
Regulations SHARE : Detail Content Debt Securities Subordinated Instruments for Capital of Commercial Banks ('Basel III-compliant Instruments') Private Placements to Limited Number of Investors (PP
companies limited with the duty pursuant to section 56 of the Securities and Exchange Act. No approval or filing is required, but it must comply with the following conditions for approval: The nature of the