, resulting from: ฆ 2.2.1 circumstances beyond control of the entity (paragraph.........); ฆ 2.2.2 circumstances relating to the nature or timing of the auditor’s work (paragraph........); ฆ 2.2.3 limitations
Covered Fund for the SEC’s consideration under a normal track. An application for establishment of fund via ‘auto approval’ track is not permitted. 5 2.2 Offering for sale and investment restrictions of a
limitations in document and computer software systems access which are significant for the preparation of financial reports, as well as the limitations in data access and coordination of its auditor. As a
infrastructure mutual fund under the consolidated basis of the financial statement. Clause 6 The management company shall impose the limitations on liabilities arising from loan agreement under the following rules
are prescribed in Appendix B-I-SFC Circular of the MoU; (2) the management company shall be exempt from complying with the regulations related to the limitations on exercise of the voting right
seeking benefits wrongfully by virtue of duty performance. (2) notifying the service user that the provision of services is in accordance with the regulatory sandbox, which contains limitations, risks and
service user that the operation is in accordance with the regulatory sandbox, which contains limitations, risks and conditions different from the operation of the business operator in the same manner not
complaints; (d) risk management of various types including IT risk. (3) notify the client that the provision of services is in accordance with the regulatory sandbox, which contains limitations, risks and
limitations, risks and conditions different from the provision of services by licensed derivatives business operators, and that the client’s consent is required prior to provision of such services; 3 (4) make