The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
in auditing and reviewing its 2014 and Q1/2015 financial statements where the auditor expressed qualified opinions due to limitation on scope of audit imposed by the company management. EIC must submit
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
accounting principles. Moreover, the auditor was unable to find sufficient supporting evidence to satisfy the audit procedures due to limitation on scope of audit imposed by the PICNI management in various
under Section 43 is not filed with a court within five years from the date of commission of the offence, the statutory limitation period shall expire. Countersigned by: General Chavalit Youngchaiyudh
commission of the offence, the statutory limitation period shall expire. Countersigned by: General Chavalit Youngchaiyudh Prime Minister Remarks: The reasons for issuing this Royal Enactment are that
issues which many arise from the enforcement of this Act. SECTION 10. In cases where it is necessary to maintain economic stability or protect the public interest or investors, the SEC shall have the power
’ qualified opinions resulted from limitation on their scope of audit/review. Hence, the auditors were unable to obtain sufficient and appropriate audit evidence with respect to valuation of investment in PT
1 ฝ่ายส่งเสริมเทคโนโลยีทางการเงิน สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) คณะกรรมการดูแลเสถียรภาพทางการเงิน (Financial Stability Board: FSB) ซึ่งเป็นองค์กรที่ติดตามดูแล เสถียรภาพ
management or supervision, in materiality, to undertake business efficiently and in compliance with related laws and regulations and fair treatment to investor or client or; (c) lack of financial stability to