outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases: 1.1 No limitation of holdings: (1) Tax-exempted institutional investors operating as a
outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases: 1.1 No limitation of holdings: (1) Tax-exempted institutional investors operating as a
. The Minister shall complete his consideration thereon within thirty days from the date of receiving the SEC’s recommendation. Clause 4 Once the Minister has granted his approval under Clause 3, approved
. The Minister shall complete his consideration thereon within thirty days from the date of receiving the SEC’s recommendation. Clause 4 Once the Minister has granted his approval under Clause 3, approved
offence or liability under the Securities and Exchange Act The characteristics, examples and the limitation period of the civil cases which may be requested for a Class Action in order to deal with the
offence or liability under the Securities and Exchange Act The characteristics, examples and the limitation period of the civil cases which may be requested for a Class Action in order to deal with the
or receiving a payment related to or because of a securities trading; 2. Allowing any person to seek benefits by using one's own bank account for making payments or receiving payment related to or
or receiving a payment related to or because of a securities trading; 2. Allowing any person to seek benefits by using one's own bank account for making payments or receiving payment related to or
granting approval for establishment of company in accordance with the first paragraph within thirty days from the date receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval under Clause 3
granting approval for establishment of company in accordance with the first paragraph within thirty days from the date receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval under Clause 3