Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual
derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose
. Pursuant to the new regulations, an eligible fundraiser for the crowdfunding scheme must be a Thai company having a clear business plan. With respect to financing limit, an SME or a startup may raise
securities and derivative contracts that the clients wish to trade with no limit, in order for investors to have options and opportunity for investment in products that they wish to invest in, and the stop
The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However
foreign investors’ participation in the Thai stock market without being subject to the foreign limit – it is appropriate to amend the regulations related to provision of NVDR transaction services by
foreign investors’ participation in the Thai stock market without being subject to the foreign limit – it is appropriate to amend the regulations related to provision of NVDR transaction services by
limit on the amount to be offered to retail investors for each offering is proposed.???? Pursuant to the Digital Asset Business Law, the types of digital asset business operators include (1) digital asset
Bangkok, August 13, 2014 ? The SEC allows mutual fund for accredited investors (AIs) to invest in derivatives without investment limit, adding more investment choices for AIs. Vorapol Socatiyanurak
provided that there is an investment limit for each member; (4) Promotion of investment diversification to be in line with international standards and market development. This includes determination of