management company and the mutual fund supervisor is informed and acknowledged about the situation. (5) The mutual fund is in a transition period for another management company to take over. The transition
management company and the mutual fund supervisor is informed and acknowledged about the situation. (5) The mutual fund is in a transition period for another management company to take over. The transition
limit Guarantee of income Facilitation of benefits Trust certificate holder meetings Other rules Status and structure A REIT is not a juristic person, but a pool of assets owned by a trustee. A
. (2) In the case that the number of unitholders of a retail fund is less than 35 on any business day. 19.1.2 Open-end mutual fund (1) The number of the unitholders is less than the specified limit as
. (2) In the case that the number of unitholders of a retail fund is less than 35 on any business day. 19.1.2 Open-end mutual fund (1) The number of the unitholders is less than the specified limit as
offering, the mutual fund management company may offer for sale of the investment units in an amount exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in
offering, the mutual fund management company may offer for sale of the investment units in an amount exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in
of holding more than one-third of total outstanding units over one year) 4. Procedures for holding investment units over One-Third Limit 1. Limitations on unitholding over one-third of the total
of holding more than one-third of total outstanding units over one year) 4. Procedures for holding investment units over One-Third Limit 1. Limitations on unitholding over one-third of the total
and respect for human rights, including a fair level of remuneration and other benefits, a level of welfare that is not less than the legal limit (but can be over the legal limit where appropriate), hea