offering, the mutual fund management company may offer for sale of the investment units in an amount exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in
offering, the mutual fund management company may offer for sale of the investment units in an amount exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in
entities conform to accounting standards, auditing can no longer relies only on individuals but also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable
relating to asset appraisal regarding capital market transaction is significant and has impact on making investment decision of the public, appraisal requires a knowledgeable, capable and responsible person
of holding more than one-third of total outstanding units over one year) 4. Procedures for holding investment units over One-Third Limit 1. Limitations on unitholding over one-third of the total
of holding more than one-third of total outstanding units over one year) 4. Procedures for holding investment units over One-Third Limit 1. Limitations on unitholding over one-third of the total
with an electronics platform in rendering services. An arrangement of knowledgeable and competent staffs is required for taking part in determining processes and factors to select products on the
with an electronics platform in rendering services. An arrangement of knowledgeable and competent staffs is required for taking part in determining processes and factors to select products on the
investment limit in consistent with investment policy 4. Calculation and announcement of net asset values (NAV), investment units values, offering price and redemption price (3) Amendments to the scheme
loan, a loan limit and conditions of such credit shall be specified, and there shall be a statement conveying the client's consent to assign the private fund management company to arrange such matter