Microsoft Word - hearing group limit _2_.docx เอกสารรับฟงความคิดเห็น เร่ือง การกําหนดเรื่อง sector fund และ group limit สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลักทรัพย (http://www.sec.or.th

perform the management, the trustee shall undertake as necessary to protect, prevent or limit potential gross damage to the benefit of the trust or the unit holders as a whole, provided that the trustee may

Dialogue ...................................................................................... 16 Building Trust Is Critical for Effective Engagement

Establishment of Company under the law of the jurisdiction where such foreign ETF is established – in case of foreign ETF established by an investment company; or [ ] (b) Trust Instrument or Trust Agreement – in

: _________________________________________________________ 4) Legal form of NRI CIS: legal entity1 unit trust any other structure acceptable to participating jurisdictions 5) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the

contravention of the trust instrument or the relevant laws. Clause 19 In case the REIT manager is unable to perform its duties, the trustee shall manage the REIT as necessary to prevent, desist or limit severe

Unit trust Any other structure acceptable to participating jurisdictions 5) Type of NRI CIS: (more than one answer is possible) Equity Fund Fixed Income Fund Multi-Asset Strategy Fund Money Market Fund

evolving in all markets in which the Group operates), significant legal and other costs for dealing with the consequences of such data breaches, as well as the loss of trust from its clients. It is

of trust property is necessary in order to reimburse the proceeds or property to the trustee, the trustee is empowered to do so but only to the extent that it is done in good faith. For the purpose of

to the trustee, the trustee is empowered to do so but only to the extent that it is done in good faith. For the purpose of protecting the trust property, the SEC shall have the power to issue