licensing of digital asset businesses The Notification of the Securities and Exchange Commission No. GorThor. 20/2561 Re : Prescription of Paid-up Registered Capital of a License Applicant in Undertaking
licensing of digital asset businesses The Notification of the Securities and Exchange Commission No. GorThor. 20/2561 Re : Prescription of Paid-up Registered Capital of a License Applicant in Undertaking
> Business Operators > Regulatory Summary Regulations SHARE : Detail Content Regulatory Summary Regulatory Principles Paid-Up Registered Capital Net Capital Rule (NCR) Audit Committees of Securities
Rule Making Process SHARE : Detail Content 1. Assess the importance of matters 2. Study international supervisory measures and standards 3. Conduct regulatory impact assessment: Analyze the
values using a fair price. The value per investment unit shall be rounded up to a minimum of 10 decimal digits according to international standards. (2.3) Increase or reduce the number of investment units
/2560 Re: Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee The Notification of the Securities and Exchange Commission No. KorThor. 26/2560 Re
○ Licensing ○ Revocation of License ○ Business Office ○ Paid up Capital of asset management company • Private Fund Management ○ Licensing ○ Business Office Rules and Regulation
○ Licensing ○ Revocation of License ○ Business Office ○ Paid up Capital of asset management company • Private Fund Management ○ Licensing ○ Business Office Rules and Regulation
the audit adjustments of listed companies for the year ended 2018 financial statements QAQR Questionnaire The Firm's Risk Assessment Process Governance and Leadership Relevant Ethical Requirements
the investment unit value and price as specified in the scheme; (2.2) Calculate the NAV and investment unit values using a fair price. The value per investment unit shall be rounded up to a minimum of