global effort to reduce carbon emissions leading to global warming. SEC has therefore upgraded the Online Fund Approval and Management System (“OFAM”) to accommodate paperless filings.Businesses can
to licensees' intention and a linkage of renewal training results from the training institutes with the SEC system. This digital approach will bring more convenience to more than 80,000 current
, customer service and information system, internal control system, and risk management system. In addition, related notifications will be codified into one document to facilitate the business operators
reporting system of firms in the capital market. Furthermore, the quality control system of the audit firms greatly contributes to the quality performance of auditors. The SEC now requires that auditors in
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in
to Action towards a Greener Financial System ซึ่งนายอาคม เติมพิทยาไพสิฐ รัฐมนตรีว่าการกระทรวงการคลัง ให้เกียรติกล่าวปาฐกถาพิเศษ โดยมี Ms. Gita Sabharwal ผู้ประสานงานสหประชาชาติประจำประเทศไทยกล่าว
) Rectifying the operation under work systems, i.e., the trading system, the deposit and withdrawal system for money and digital assets, the client assets information system, the client contact and
plans and distribution of digital tokens, examine and ensure source code that matches the disclosed information, and identify investors’ identity, status and risk-taking ability.Once ICO portals are
cryptocurrency platforms, especially Celsius Network and Babel Finance. Additionally, Zipmex must resume its normal services of trading system and its asset deposit and withdrawal system related to the exchange
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the