for Undertaking Businesses as Derivatives Business Operator (No. 2) dated 14 December 2017; 2 Clause 2 In this Notification: “licensee” means: (1) person licensed to undertake securities business
Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission, upon approval of the Cabinet, hereby issues the following regulations: Clause 1. Licensee to undertake business of
Commission No. KorMor. 5/2556 Re: Determination of Fees for Undertaking Business According to Licenses (No. 3) dated 15 May 2013. Clause 2 In this Notification: “licensee” means a licensee specified in Clause
Exchange Commission No. Kor Thor. 25/2560 Re: Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee By virtue of Section 14 of the Securities and Exchange Act B.E
. KorThor. 25/2558 Re: Approval for Undertaking of Derivatives Business (No.4) dated 2 December 2015 (effective on 16 December 2015). 6 Clause 13 The derivatives business licensee shall comply with the
which the applicant has given the explanation or submitted further documents in full, shall be excluded from the periods specified under Clause 5. Clause 7. A licensee of gold derivatives brokerage