for Undertaking Businesses as Derivatives Business Operator (No. 2) dated 14 December 2017; Clause 2 In this Notification: “ licensee ” means: (1) person licensed to undertake securities business
Commission No. KorMor. 5/2556 Re: Determination of Fees for Undertaking Business According to Licenses (No. 3) dated 15 May 2013. Clause 2 In this Notification: “ licensee ” means a licensee specified in
Exchange Commission No. Kor Thor. 25/2560 Re: Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee By virtue of Section 14 of the Securities and Exchange Act B.E
the relevant securities business license has become effective. The derivatives business license shall be in the form attached hereto. Clause 13 The derivatives business licensee shall comply with the
which the applicant has given the explanation or submitted further documents in full, shall be excluded from the periods specified under Clause 5. Clause 7. A licensee of gold derivatives brokerage
effective when the relevant securities business license has become effective. The derivatives business license shall be in the form attached hereto. Clause 13 The derivatives business licensee shall comply
Clause 3(1). Chapter 3 Conditions Imposed on Licensees ____________________ Clause 10 An agricultural derivatives business licensee shall comply with the following conditions: (1) commencing the operation
the event the remaining period up to the end of the calendar year for operation of the licensed business in the first year is shorter than six months, the licensee shall pay such fees at one half of the
securities registrar shall be as follows: (1) the application fee is five hundreds baht/application; (2) the license fee is ten thousands baht/license. The licensee shall pay for the license fee on the date of
. (please fill details only in case of an application for approval to be an executive of a securities business licensee.) Name of Company and Position Holding shares of his or her own (in case of a director