คู่มือหลักการกำกับดูแลกิจการที่ดี (Governance Framework) แนวทางธรรมาภิบาลของ ก.ล.ต. (Code of Governance) ส านักงานคณะกรรมการก ากับหลกัทรัพย์และตลาดหลกัทรัพย์ (ฉบบัปรับปรุง คร้ังท่ี 4 พ.ศ. 2562) 1 บทน
Governance Country Assessment (CG-ROSC) is an assessment of CG policy framework and compliance with international standards of capital markets by the World Bank. As participation in this program is voluntary
Governance Country Assessment (CG-ROSC) is an assessment of CG policy framework and compliance with international standards of capital markets by the World Bank. As participation in this program is voluntary
supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
Contact us SHARE : Detail Content SEC Complaint Center SEC Complaint Center is a one-stop service center for public inquiries and complaints pertaining to licensed
Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
ดำเนินงานที่สำคัญในช่วงแผนปฏิบัติการเชื่อมโยงตลาดทุนอาเซียน 2554 – 2558, 2559 - 2563 และ 2564 - 2568 ได้แก่ • A SEAN Collective Investment Schemes Framework (ASEAN CIS Framework) ก.ล.ต. ร่วมกับ
the list of licensed securities companies, please click SEC Check First . For the list of companies / websites liable to undertaking securities business without license, please click Investor Alert
governance standards of the SEC are rigorous, not lower than the international standards, and not lower than the regulated entities under our own supervision. The governance framework was approved by the SEC
may also be submitted to SEC Complaint Center. The list of the licensed intermediaries is available here . ● A claim for damages should be made directly to the compliance unit of the company in