the supervision of the State or the agency authorized to supervise derivatives trading as: □ being licensed to be a derivatives dealer; □ having been registered to be a derivatives dealer; □ being
licensed to undertake Type C securities business and a person licensed to undertake Type D securities business is eligible to undertake securities business relating to such share. For the purpose of the
every page of the documents is of the exact documents to which I have certified, I have authorized……………………………………to sign an initial of signature on each and every page of the documents and the amendments
person who is appointed to be director or manager and the securities company by its authorized director, or in case of authorization by the securities company, the certified signatory shall at least be the
Notification: “derivatives business operator” means a juristic person licensed to undertake derivatives business in the category of derivatives broker or derivatives fund manager; “derivatives exchange” means a
hereby issues the following regulations: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed to undertake derivatives business in the category of derivatives
Act (No.4) B.E. 2551 (2008) hereby issues the following regulations; Clause 1. In this Notification, (1) “securities company” means any company licensed to undertake securities business; (2) “executive
company licensed to undertake derivatives business; (2) “executive” means manager or person with power of management; (2/1) 1 “manager” means any person assigned by the board of directors of the company to
payment and related evidentiary documents under Paragraph 1 shall be certified with the signature of the authorized person of the licensees. Clause 16 A securities company licensed to undertake securities