Beyond Liberty Company Limited : Unlicensed securities and derivatives business (Disclosure Date : 22/04/2014)
Beyond Liberty Company Limited : Unlicensed securities and derivatives business (Disclosure Date : 22/04/2014)
audit firms usually belong to a group of firms or a large network firm, which could lead to situations where the auditors’ independence could have been impaired had the firm leaders not been cognizant of
Audit Firm Name: Subject : Ethical Requirements Prepared by Date INDEPENDENCE, INTEGRITY AND OBJECTIVITY: A. Independence Procedures Checklist: Obtain a copy of the firm’s documented ethics
responsibility of all independence issues? If yes, Does he/she have the seniority, experience, authority and resources and take responsibility for the adequacy of firm’s procedures? 2 For firms without designated
, including domestic and global economic policies. Relevant actions taken are as follows: Establishment of the Risk Oversight Committee to increase level of independence of risk governance structure and
Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 13 August 2024 10:30 Investor Alert Investor Alert ( 2484 record(s) found) Name Type of action Disclosure Date Link Facebook Page ชื่อ QRS Global Unlicensed securities and derivatives business 09/08/2024 Detail Facebook Page ชื่อ QRS Global Website : https://qrsfx.com/?fbclid=IwY2xjawEcMYpleHRuA2FlbQIxMAABHcTu45JiW85Gdp5RjzpH6fr5IPCzoyXC0oqoFq1Ty7PcQwuT8vDLvBZNJQ_aem__6PgrlgGm2PwHWBrlGwQwg Facebook : https://www.faceboo...
ex-officio Chairman, not to attend the Board meetings to ensure SEC independence. ** By virtue of Section 21 and Section 38(5) of the Act on the Administrative Organization of the State Affairs, B.E
well as maintain proper check and balance within the SEC organization. 1.1 SEC Board The SEC Board’s structure is in line with international standards to ensure independence and transparency whereby the
, fairness and independence. 2006 Board Meetings Attendance A n n u a l R e p o r t 2 0 0 6 15 were subjected to the SEC's review and rehearsal at least once a year. (2) Market Risks: To maintain continual