being under supervision of internationally-recognized regulator) No. SEC.KorSor.(Wor) 48/2563 Subject Promotion of Good Corporate Governance and Prevention of Frauds Regulatory Summary of
: Detail Content Management of Mutual Fund 3. Mutual fund performance measurement 3.1 Conform to the recognized academic principles or international standards. 3.2 Presribes by the Association of Asset
: Detail Content Management of Mutual Fund 3. Mutual fund performance measurement 3.1 Conform to the recognized academic principles or international standards. 3.2 Presribes by the Association of Asset
standards recognized or specified by home regulator, or related laws and relevant rules of foreign country where its business has established, only if the foreign company has prepared and disclosed
market and a lead appraiser obtaining an approval from the SEC. The Institute of Appraisal Profession under the first paragraph shall be recognized by the SEC as an appropriate organization for supervising
/P which is not located in a country where regulatory measures on investment management in that foreign jurisdiction is recognized by the SEC. Report the SEC within 15 days from the outsourcing date
affectsfinancial reporting of the companies. The relevant formats of the training are specified as follows: Participation in training courses or seminars organized by the agencies recognized by the Federation
Audit Regulators (IFIAR), or ii. an independent audit regulator of the EU Member States or third countries whose audit oversight system are recognized by the European Commission as
system are recognized by the European Commission as equivalence to that of the EU Member States , or iii. an independent audit regulator of a country that has been assessed under the