GOVERNANCE TO A HIGHER LEVEL 2011 This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official
(UNOFFICIAL TRANSLATION) Qualifications of Applicants for Approval of Capital Market Investment Analyst on Fundamental Factors No. Work Experience/ Relevant Knowledge Qualifications Relevant Work
consultant 2 of such committees. (4) “head of department” means a person responsible for the work in the departmental level within the company; (5) “commercial bank” means a commercial bank under the law on
than 2 years during a period of 5 years prior to the application date. - 2 the Certified Investment and Securities Analyst (CISA) Level 1, or the Chartered Financial Analyst (CFA) Level 1 Work
operation at a departmental level in the company; (6) “work experience” means work experience in a financial institution or other organizations in a line of work relating to money market or capital market, or
director” means any person who is responsible for the operation at a departmental level in the company; (5) “work experience” means work experience in a financial institution or other organizations in a line
of protecting investors and ensuring that the financial markets function properly, and use their best endeavours to work towards a level playing field with relevant authorities in terms of the tax
and Exchange Commission No. SorThor/Nor. 34/2547 Operational Control and Security of the Information Technology of Securities Company with the same level of standard. The Office has issued a Guideline
Another main cause for the deficiencies of the quality control at firm level and engagement level is the insufficient amount of audit fees, when considered in relation to the amount of work and the level of