IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL © OECD 2011 3 Foreword Since 1999, the Asian Roundtable on Corporate Governance has brought together the most active and influential policy makers
) and shareholding in each level exceeds fifty percent of the total number of shares with voting right of such other companies; (4) company holding shares of the applicant, whether directly or indirectly
business of the securities company, and risk management system to prevent damage from all risk in undertaking securities business in order to be in the level that has no effect on businesses of securities
. Sor Thor/Nor. 26/2545 Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies. By
of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3
level for policy compliance. Marketing campaigns to reach more new clients have been discussed and implemented in July-Aug i.e. คู่ซียกซด through online media. We have the confidence that in the near
in a line of work relating to money market or capital market, or work experience in the management level that is beneficial to management of securities business or work experience from being an
securities business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best interest of
convenient for transportation, the rental fee is at reasonable level that is in line with the area nearby and it’s possible to reduce the cost of transportation for raw materials, because this location is
the number of audiences and gain more advertising revenue, which was in line with the improved TV rating ranking from 2018. Moreover, the revenue from organizing events increased by 55%. Cost and