director of a parent company, subsidiary or subsidiary at the same level (sister company) which are listed companies. After being appointed as an independent director, that independent director may be
the following : 1 . NC or NCR ≤ 1 . 5 times of minimum requirement ( early warning level ) that is 1 . 1 For the case of securities company operating only securities or derivatives business NCR
+ B = A or B Conditions (1) Only mutual fund under the same mutual fund management company are allowed for an amalgamation/merger. (2) The mutual fund management company must consider possible impacts
+ B = A or B Conditions (1) Only mutual fund under the same mutual fund management company are allowed for an amalgamation/merger. (2) The mutual fund management company must consider possible impacts
determine the level of impact: Type of securities Who offers the securities Nature of offers Regulations New securities Public company limited Private Placement General approval / no duty to disclose
, auditor, appraisal company, credit rating agency, representative of bond holders, and personnel in the capital market business, etc. There are two types of administrative actions taken by the SEC Office
from 1 January 2018 onward) - In case of using the examination results of CISA Level 1 or higher , CFA Level 1 or higher, FRM or CFP
from 1 January 2018 onward) - In case of using the examination results of CISA Level 1 or higher , CFA Level 1 or higher, FRM or CFP
lower than departmental manager", the company shall consider from the responsibilities and duties prescribed in the assignment [of such particular person]. If such person is ranked below “the first four
lower than departmental manager", the company shall consider from the responsibilities and duties prescribed in the assignment [of such particular person]. If such person is ranked below “the first four