derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager; (5) any other service providers relating to derivatives as specified in the notification of the SEC
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc (Unofficial Translation)* Securities and Exchange Act (No. 4) B.E. 2551 _________________ BHU BHUMIBOL ADULYADEJ, REX., Given on the day of 23rd February B.E. 2551 Being the 63rd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to amend the law on securities and exchange; Whereas this Act contains certain provision relating to the restriction of rights and liberties of persons wh...
. “ digital asset business ” means any of the following businesses: (1) digital asset exchange (2) digital asset broker (3) digital asset dealer (4) other businesses relating to digital assets as prescribed by
asset” means cryptocurrency and digital token. “digital asset business” means any of the following businesses: (1) digital asset exchange (2) digital asset broker (3) digital asset dealer (4) other
เท่าเทียมกนัในการประกอบธุรกิจ (มี level playing field) และเพิ่มทางเลือก ใหแ้ก่ผูใ้ชบ้ริการ 6. การจัดตั้งกองทุนส่งเสริมการพฒันาตลาดทุน (“กองทุน CMDF”) 6.1 ผลกระทบเชิงบวก/ผู้ได้รับผลกระทบเชิงบวก (1) ตลาด
ใบอนุญาตศูนยรั์บฝากหลกัทรัพยส์ามารถใหบ้ริการรับฝาก หลกัทรัพยแ์บบ scripless ไดส้ าหรับหลกัทรัพยทุ์กประเภท จะท าใหผู้ป้ระกอบธุรกิจศูนยรั์บฝาก หลกัทรัพยทุ์กรายมีความเท่าเทียมกนัในการประกอบธุรกิจ (มี level
conduct the purchase or sale of listed securities outside the Securities Exchange, regardless of whether it is acting as a broker, agent or in its own name, unless such member obtains a permission from the