total securities sold, including the securities held by spouse or cohabiting couple and minor children of the securities holder; (2) Director, executive, controlling person, employee, or worker of
total securities sold, including the securities held by spouse or cohabiting couple and minor children of the securities holder; (2) Director, executive, controlling person, employee, or worker of
interpretation of the “Executive” in relation to “person holding executive position in Accounting or Finance Department whose rank is not lower than departmental manager” Regarding the Notification of the
or Finance Department whose rank is not lower than departmental manager” Regarding the Notification of the Securities and Exchange Commission No. Kor Jor. 17/2557 Re: Determination of Definitions in
shareholders' approval is required – e.g., private placement of shares, warrants, or convertible debentures at a price lower than the market price, ESOP, related party transactions, acquisition and disposal of
Type of offers Stakeholders Impact Mechanism to preserve rights Rights Offering (RO) Shareholders None Require approval of the shareholders Private Placement (PP) Price not lower than market price
information which might affect the qualifications of the company is concealed. Offering price for PP is lower than IPO after the date of application, the company is prohibited from offering to sell PP at a
30% of retained earnings or net profit in that accounting period, whichever amount is lower. The dividend payment shall not increase the fund's retained loss in the same accounting period of that
30% of retained earnings or net profit in that accounting period, whichever amount is lower. The dividend payment shall not increase the fund's retained loss in the same accounting period of that
governance standards of the SEC are rigorous, not lower than the international standards, and not lower than the regulated entities under our own supervision. The governance framework was approved by the SEC