following factors for consideration in generally: · determining the password that having properly length, For a international standard requires for six characters of minimum lengtht. · using a special letter
Notification of the Securities and Exchange Commission No. Kor Dor. 17/2539 Re: Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar By
Securities and Exchange Commission No.KorKhor.5/2551 Re: Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation
an arm’s length transaction. Clause 15/4 In seeking an approval of the unitholders to enter into a transaction under Clause 15/3, the mutual fund management company shall comply with the following
Partners / Staff Leaving: Does the policies and procedure require that: · all partners, senior or other members of the firm notify the firm regarding potential employment with any audit client of the firm
system administrators to information and application system functions in accordance with the defined access rights; (b) control access to information systems and applications by a secured log-on procedure
) Remark Length 1 รหัสบริษัทจัดการ - Char(3) 2 วันที่รายงาน - Char(2) 3 เดือนที่รายงาน - Char(2) 4 ปีที่รายงาน(ปี พ.ศ.) - Char(4) 5 ประเภทรายงาน D = ข้อมูลประจำวัน M = ข้อมูลประจำเดือน Y = ข้อมูลประจำปี เป็น
Thailand; (3) an international financial institution; (4) a juristic person established under a specific law; (5) a government agency and a State enterprise under the law on budgetary procedure; (6) the
, objectives and operational procedure clearly, thoroughly and obviously; (2) determining [i] organizational structure and [ii] roles, powers, duties and responsibilities of directors, executives and other
of operation for preventing conflict of interest and Chinese wall. (c) a method and procedure for controlling and monitoring the operation under (b). In case the applicant is a SC. and applies for