borrowing and lending business" shall be prescribed as securities business under (7) of the definition of "securities business" in Section 4 of the Securities and Exchange Act B.E. 2535. Clause 2 Undertaking
Securities Inter-Dealer Broker Limited BDU Bond Dealer & Underwriter Licensed Dealing of Debt Securities Securities Borrowing & Lending Securities Financing Derivatives Broker
Company to Undertake Securities Finance Business B.E. 2539 (Repealed) 9 Application for License to Undertake Securities Borrowing and Lending Business B.E. 2543 (amended by No. 21) (Repealed) 15
○ Prescription of Venture Capital Management Business as Securities Business (VC) ○ Prescription of Inter - Dealer Brokerage as Securities Business (IDB) ○ Prescription of Securities Borrowing and Lending
deposit taking and lending services 08/03/2023 Download All Document 1 2 3 4 5 6 7
Securities Investment Advisors о Derivatives Advisors • Securities Underwriter • Limited BDU • Bond Dealer & Underwriter • Securities Borrowing & Lending • Thailand Securities
assets; investment through affiliates of an IFF*. * including lending to subsidiaries. Types of investment Direct Investment in Infrastructure Assets Investment in
assets; investment through affiliates of an IFF*. * including lending to subsidiaries. Types of investment Direct Investment in Infrastructure Assets Investment in
. Encumbrances incurred in other cases shall only be for a normal commercial practice in that business or transactions. Lending to subsidiary companies is allowed. * except for rights granted to the debtors to
lth care, non-discrimination and safety in the workplace, access to relevant training, potential skills development and advancement. (2) Responsibilities to customers at least by adhering to applicable