borrowing and lending business" shall be prescribed as securities business under (7) of the definition of "securities business" in Section 4 of the Securities and Exchange Act B.E. 2535. Clause 2 Undertaking
assets; investment through affiliates of an IFF*. * including lending to subsidiaries. Types of investment Direct Investment in Infrastructure Assets Investment in
assets; investment through affiliates of an IFF*. * including lending to subsidiaries. Types of investment Direct Investment in Infrastructure Assets Investment in
Securities Inter-Dealer Broker Limited BDU Bond Dealer & Underwriter Licensed Dealing of Debt Securities Securities Borrowing & Lending Securities Financing Derivatives Broker
Thailand’s Private Sector Collective Action Coalition Against Corruption (CAC) and to disclose their corporate governance progress on www.sec.or.th/cgthailand As sessment Results - Anti
Thailand’s Private Sector Collective Action Coalition Against Corruption (CAC) and to disclose their corporate governance progress on www.sec.or.th/cgthailand As sessment Results - Anti
Company to Undertake Securities Finance Business B.E. 2539 (Repealed) 9 Application for License to Undertake Securities Borrowing and Lending Business B.E. 2543 (amended by No. 21) (Repealed) 15
○ Prescription of Venture Capital Management Business as Securities Business (VC) ○ Prescription of Inter - Dealer Brokerage as Securities Business (IDB) ○ Prescription of Securities Borrowing and Lending
deposit taking and lending services 08/03/2023 Download All Document 1 2 3 4 5 6 7
Securities Investment Advisors о Derivatives Advisors • Securities Underwriter • Limited BDU • Bond Dealer & Underwriter • Securities Borrowing & Lending • Thailand Securities