establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities

knowledge of the audit market environment and practical experience of  independent audit regulatory activity; To promote collaboration in regulatory activity; and To provide a focus for contacts with other

Implemented or above for 35 out of 37 Principles. Such notable progress can be summarized into three main groups: (1) New Principles for the SEC, (2) Principles with significant improvements, and (3) Principles

Implemented or above for 35 out of 37 Principles. Such notable progress can be summarized into three main groups: (1) New Principles for the SEC, (2) Principles with significant improvements, and (3) Principles

Minority Investors have shown a progress from the previous year. This is because, apart from the existing strict provisions on minority investors protection, more efforts are given to legal amendment to

Minority Investors have shown a progress from the previous year. This is because, apart from the existing strict provisions on minority investors protection, more efforts are given to legal amendment to

Underwriter: LBDU) เพื่อให้สามารถ กากับดูแลตามระดับความเสี่ยงได้อย่างมีประสิทธิภาพยิ่งข้ึน โดยปรบัปรงุแบบประเมนิตนเอง (Self-Assessment Questionnaire: SAQ) ในส่วนของการรายงานธุรกรรมสาคัญ (Significant Activity