can be submitted to the SEC before the filing the original application for approval 4. Submit activity reports on wealth advisory operation (particularly item 4.1) to the SEC, so that the SEC can use to
can be submitted to the SEC before the filing the original application for approval 4. Submit activity reports on wealth advisory operation (particularly item 4.1) to the SEC, so that the SEC can use to
establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities
in the Corruption Risk Management Systems Assessment 2023 and higher score in the Integrity and Transparency Assessment 2024 see more > Activity see more > 07/08/2024 SEC joins a wreath-laying ceremony
Board on October 1, 2007. It has been reviewed periodically since then to ensure appropriateness, topical consistency and compliance with relevant laws. The SEC Code of Governance imposed on board members
knowledge of the audit market environment and practical experience of independent audit regulatory activity; To promote collaboration in regulatory activity; and To provide a focus for contacts with other
" followed by words stating infrastructure activity types under the IFF's investment. 5. An IFF is established as a close-end fund. 6. Infrastructure assets under the investment plan shall be clearly specified
" followed by words stating infrastructure activity types under the IFF's investment. 5. An IFF is established as a close-end fund. 6. Infrastructure assets under the investment plan shall be clearly specified
. (3) The audit committee’s opinions. (4) Consistency with objectives, strategies and policies. 7.1.3 The board should ensure that information disclosures (including financial statements, annual reports
Trust (REIT) is a fund mobilizing vehicle for business entities to finance the current activity or to develop a new project. A REIT provides investors with an alternative in investment, and benefits from