Bitkub Online Company Limited Bitkub Online Company Limited (“Bitkub”), a digital asset exchange, failed to comply with the rules, conditions and methods of trading digital assets (trading rules

services without provisions in Zipmex's rules, conditions and procedures for trading digital assets (trading rules) approved by the SEC. Also, the suspension did not comply with the standards as a

Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to maintain capital adequacy in accordance with the rules, conditions and

investment advisory company, failed to comply with the rules, conditions and procedures as specified in the notification by failing to maintain capital adequacy in accordance with the rules, conditions and

;) accordance with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board and failed to manage PCASH strictly in accordance with the approved mutual fund

Asphere Innovations Public Company Limited Asphere Innovations Public Company Limited (“AS”) offered newly issued securities to directors or employees which is not in compliance with rules

("PHOL"), sold ordinary PHOL shares via his nominee's securities account, which led to the changes of such shares holding. He filed the report (Form 59-2) to the SEC Office on July 14, 2021

("PHOL"), sold warrants to purchase the ordinary PHOL shares (PHOL-W1) via his nominee's securities account, which led to the changes of such shares holding. He filed the report (Form 59-2

EARTH's requests for extension of the repayment period, which led to EARTH's lack of liquidity. Subsequently, on 2 June 2017, Mr. Phipat granted permission to a brokerage firm to sell EARTH

offence committed by Zipmex concerning the case that between July 20 to 28, 2022 Zipmex suspended totally or partly digital asset trading services without provisions in Zipmex's rules, conditions and