by each underwriter. (2) The 81-1 Short-Form report of the shares offering results must be submitted at least two business days before the first trading day or within 30 days after the offering
Bangkok, March 14, 2014 ? The SEC organized an event to announce the success of ?Pride of the Provinces? Project, joined by 219 companies from 39 provinces since its launch in 2011. Last night, 16
Following a report from Krungthai Zmico and SEC’s further investigation, it was found that during 22 - 24 November 2017, Niparporn placed the right to IPO allocation of three clients to the clients
the client’s instruction to cut loss when the client’s derivatives trading account hit a one-million baht loss. As a result of his negligence, the client’s account was closed and the client suffered
region presented an overview of the industry and the process of submitting the sale offer in each country, at the Industry Day Seminar organized by the Monetary Authority of Singapore. At this event, a
Type of securities : Common share | Effective Date : 29/06/2018 | Close Selling Date : 06/07/2018
process of inquiry by the inquiry official. DAB Act S.17 Criminal Complaint Filed with an Inquiry Official Dated 05/07/2019
be assisted in transition throughout the process by capital market professionals, including business restructuring, arrangement of proper internal control systems as well as preparation of accurate
transaction was unreasonable and inappropriate. For example, the interest rate of 2% per annum is relatively low compared with an investment with lower risks, and the interest rate is also lower than other
an open-ended mutual fund that must focus the majority of its investments in sustainable assets issued by public sector entities or businesses established under Thai law. The SEC supports this