expeditious and fair alternative dispute resolution, the customer may request to enter into an arbitration process as organized by the SEC Office for the settlement of civil dispute incidental to or resulted
subjected to an official review by the SEC Office. The SEC Office, accordingly, cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising out of or in connection
employee for the benefit of working. * The English translation of this Act was originally undertaken by Chandler and Thong-ek Law Offices Limited. The staff of the Office of the Securities and Exchange
shall apply. Section 17. 3 The fund manager shall prepare an account segregating all fund assets by recording incomes and expenses according to the types of funds, as follows: (1) in case of pooled fund
revised by the staff of the SEC Office. It is important to note that this is an unofficial English translation which has not been subjected to an official review by the SEC Office. Readers should be aware
, dated 28 June B.E. 2540 The English translation of the Emergency Decree on Special Purpose Juristic Person for Securitization B.E. 2540 (1997) was originally prepared by Freshfields Ltd. Owing to the
Trust for Transactions in Capital Market Act B.E. 2550 was prepared by staff members of the SEC Office. Readers should be aware that only the original Thai text has legal force and that English
in Section 20 or with the SEC Office’s approval. SECTION 22 An alteration of trustee shall be made as provided by the terms and conditions of the trust instrument or when any of the following causes
who collects and receives payments of debts unless the change of the agent occurs by operation of law governing merger of business of such person. Section 16. As regards the transfer of assets under an