and collaboration for sharing of information, opinions and experiences in different areas. • IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of
stakeholders in the capital market to form understandings towards consistent direction and key results. These actions have led to the establishment of the Strategic Plan that is well-suited for the capital
with significant improvements: 11 Principles - staff professionalism and independence - cooperation with domestic authorities to exchange information and discuss development and monitor systemic risks of
with significant improvements: 11 Principles - staff professionalism and independence - cooperation with domestic authorities to exchange information and discuss development and monitor systemic risks of
provides information or cooperation by giving a tip, testifying or submitting useful documents for the SEC inspection is entitled to protection under the Securities and Exchange Act B.E. 2535 (1992). The law
/FINANCIALSECTOR/Resources/ROSC_Thailand_web.pdf (การประเมินครั้งที่ 2) ธนาคารโลกประเมินบรรษัทภิบาลของตลาดทุนตามหลักการขององค์กรเพื่อความร่วมมือทางเศรษฐกิจและการพัฒนา (Organization for Economic Cooperation and
companies seeking their cooperation on encouraging IPO companies and listed company to comprehensively apply the CG code on the separation of the role of chairman and CEO in order to ensure an appropriate
companies seeking their cooperation on encouraging IPO companies and listed company to comprehensively apply the CG code on the separation of the role of chairman and CEO in order to ensure an appropriate
compensations for damages incurred to investors in all cases. Other regulated regulators in the public and private sectors. Creating collaboration among all agencies in terms of concerted efforts to achieve the
agencies and under several laws causes duplication of work, a lack of coherence and continuity. Besides, the highly active market in 1987 drew in short-term speculation that led to unfair market practice