Q2/2011. The loss was resulted from an extraordinary item on allowance for impairment work in construction of Portalnet Co., Ltd., its subsidiary. {A} learnt of this information while she was {X1
Asset: Lesson Learned and Moving Forward” ในโอกาสครบรอบ 30 ปี ก.ล.ต. โดยมีผู้เชี่ยวชาญ นักวิชาการ ผู้ประกอบธุรกิจ และผู้แทนหน่วยงานกำกับดูแลด้านสินทรัพย์ดิจิทัล ร่วมแลกเปลี่ยนมุมมองและถอดบทเรียนเกี่ยว
trading account to buy 9,000,000 ESTAR shares based on inside information he learnt as the CEO. Such information was about the company?s Q4/2013 performance with significant increase in revenue and profit
non-public information material to SPSU share price. As {A} was one of the sellers comprising SPSU, S.P. International Co., Ltd. (SPI) and some of family members, they learnt of a draft Memorandum of
intimates for their own benefits. The purchases were made in such a way that taking advantage of others by using non-public information material to RPC share price. The information, of which they learnt as
were made in such a way that taking advantage of others by using non-public information material to {X1} Company share price. The information, of which they learnt as {X1} Company directors, was about
the aforementioned information learnt from her position of TUCC chief finance officer. Yongyuth and Vorapin?s actions were in violation of Section 241 which is subject to sanctions under Section 296 of
this case, the SEC?s probe found that Yongyuth and Vorapin had sold TUCC shares in such a way that taking advantage of others by using non-public information material to TUCC share price. They learnt of
digital assets safely. They should also have learnt about DA operators’ asset keeping for their risk assessment and service decision-making. In this regard, the SEC is proposing criteria on information
a selling order for the securities in such account. It was found that prior to the transaction, {A} had learnt of the identity of the securities' beneficial owner who was not the account owner