issuance e.g. prospectus/financial statements/annual report; · inappropriate behaviors of executives or directors e.g. embezzlement of company assets/ window dressing. 2. Complaints with sufficient details

Unofficial Translation 14 June 2021 Attn: President of the Association of Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All

such executive. Section 29. A digital asset business operator shall appoint directors or executives under Section 28 only with the approval from the SEC Office. In the case where it later appears that