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, Chairman and Chief Executive Officer, BlackRock [ 2 ] More than ever, investors are actively engaging with their portfolio companies on ESG issues as part of their fiduciary duty and also to protect the long
. Key points of the regulations can be summarized as follows: 1. Domestic Systemically Important Banks (D-SIBs) and financial institutions with a high level of cyber inherent risk must appoint a Chief
Pension Fund, Chief Marketing Officer-Markets and Post-Trade Services of the Stock Exchange of Thailand, Chief Executive Officer of Thailand Securities Depository Co., Ltd., Chairman of the Capital Market
operation and ensure capital adequacy Associations related to securities businesses ë Grant license and register associations and their regulations Rama: The Leader of Righteousness and Compassion The beloved
practice standards for securities companiesû compliance officers ● Drafted directorûs handbook for securities companies ● Drafted directorûs handbook for listed companies ● Supported the project to evaluate
economic leader in the region. The SEC therefore assigns more focus on the developmental side of the regulator’s responsibility. MESSAGE FROM THE SECRETARY-GENERAl vorapol Socatiyanurak Secretary-General 20T
คู่มือการแจ้งการแต่งตั้งผู้ก ากับดูแลการปฏิบัติงาน (Head of Compliance) ผ่านระบบ ORAP 1. การเตรียมความพร้อมส าหรับการส่งแบบแจ้งการแต่งตั้งผู้ก ากับดูแลการปฏิบัติงาน (Head of Compliance) 1.1. จัดท า